FinTech Security and Regulation (RegTech)
The Hong Kong University of Science and Technology via Coursera
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Overview
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This course "FinTech Security and Regulation (RegTech)" help you to understand RegTech and to become more confident and persuasive in your ability to analyze and make recommendations to executives within the finance industry regarding how to react to these changes, e.g. Regulations to cryptocurrencies like BitCoin & Initial Coin Offering (ICO). It presents the views of several professors from the top business school in Asia as well as perspectives from industry professionals.
You will learn about how FinTech and RegTech disrupt and transform finance industry, such as challenges in protecting data and security with digital forensics, risk management and corporate governance in banking industry in terms of Know Your Customer (KYC) and Anti Money Laundering (AML), and how governments in different countries take initiatives in FinTech and RegTech.
Syllabus
- Introduction to FinTech Security & Regulation
- In this module, learners will examine the relationship between security and regulation as twin methodologies for managing and reducing risk in financial services. Issues explored will include "What is RegTech?", "What is InsurTech?", and how can we determine when regulation and security are enough or too much to achieve important social & business objectives.
- Risk Management & Government Control
- In this module, we explore some of the tools government use to regulate financial markets and discuss potential challenges for FinTech innovators in complying with these regulations. Some basic terms commonly used in finance such as AML & KYC are defined and described. We examine the role of different government agencies as well as alternative social objectives that influence the development of regulations over time.
- Fraud, Crimes, & Security
- In this module, we discuss the issues and challenges of preventing and detecting fraud and crime in financial markets. Topic discuss will include data theft and related security technologies, human challenges in implementing effective security, and electronic evidence & digital forensics issues. Recommendations for FinTech firms are provided to reduce risk of fraud and crime.
- Global Trends and Government Initiatives in RegTech
- In this module, learners will explore a variety of government initiatives related to FinTech & RegTech. Topics included open banking APIs in Europe, crypto-currency & ICO regulations, evolution of FinTech regulations in US & Europe, China regulations on FinTech, and regulatory issues in HK, Singapore & other jurisdictions.
- Peer-graded Final Project
- In this module, learners will complete a final project for the course involving research on regulatory decisions in multiple countries regarding a specific area of FinTech. Building on what they have discovered, learners will prepare a short video/written pitch recommending FinTech policies to a regulator in a smaller jurisdiction dealing with FinTech challenges and opportunities.
Taught by
Theodore Henry King CLARK
Reviews
4.7 rating, based on 163 Class Central reviews
4.7 rating at Coursera based on 327 ratings
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This course provides an excellent introduction to the evolving world of financial technology and digital regulation. It is well-structured, informative, and highly relevant to today’s financial landscape, especially with the rapid growth of cryptocu…
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I really enjoyed this course and would highly recommend it. It is very useful for understanding the key concepts of FinTech security and regulation, including topics such as risk management, cybersecurity, fraud prevention, and global regulatory tre…
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This course provided a clear and practical understanding of FinTech and its regulatory environment. The content was well-structured, covering key areas such as virtual banking, digital payments, and financial risks. I found the real-world examples especially useful in connecting theory with practice. The assignments encouraged critical thinking and helped me analyze the role of regulators in modern financial systems. Overall, the course enhanced my knowledge and confidence in this field. It is highly beneficial for professionals interested in banking, finance, and technology, and I would strongly recommend it to anyone looking to build expertise in FinTech regulation.
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It was a very good course on the insights of FinTech and RegTech. Even if you are a beginner or you already know a little about this field it was a really good experience. The Professor explains very well and it was a great honour to learn from him.
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I Have gained knowledge while attending the various of quizes and the video was perfect and well explained..
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Very insightful course! The content wasn’t just theoretical; it provided practical frameworks that I could apply to my work immediately. The instructor has a great way of breaking down complex concepts into digestible pieces. Highly recommended for anyone looking to level up their skills.
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I found the course to be very engaging and informative. The topics were well chosen and it gave a very indepth view in relation to Fintech, and the varying types of Fintech and also Regtech. Insurance was also examined and proved to be a key area that may often be overlooked. It was great to have the case studies such as Berkeley and also to have guest speakers who have been immersed in the Fintech world from many angles. I would revcommend doing this course.
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The FinTech Security and Regulation course by The Hong Kong University of Science and Technology via coursera offers clear insights into RegTech with practical applications. Well-structured and informative, it’s ideal for professionals seeking a solid foundation in fintech compliance.
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It is very simply narrated and easy to understand explanation. Each and every concepts are real life based and current technologies in fintech. It is recommended to identify each word in this course and deep dive personally to learn more,
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I would like to share this experience. Gaining cybersecurity process knowledge with respective examples. Time-manageable course, easy accessible.
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This course is about how digital finance works safely and legally. very good course. This is so lengthy
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Comprehensive and practical course that clearly explains FinTech risks, regulation, and real-world RegTech applications.
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I absolutely adore the professor and appreciate the real-life examples! This course is highly recommended!
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The “FinTech Security and Regulation (RegTech)” course delivers a well-rounded and timely overview of how technology is transforming financial regulation. It covers key areas such as cybersecurity, digital identity, AML/KYC automation, and the role…
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The course was not only useful and informative, but also interesting. The author analyzes each question in detail, substantiates the position and provides clear examples and analogies.
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Great course and helped with creating base line understanding and the structure was easy & simple to follow and the content made sense.
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This is one of the best courses I have taken on the regulatory environment around the world regarding financial technology and the innovations that are being developed since the technology mix revealed to the world by the pseudonymous Satoshi Nakamo…
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This course exceeded my expectations in every way. The content was clear, relevant, and extremely well-organized, covering both the fundamentals and advanced aspects of FinTech security and regulation. I especially appreciated the balanced focus on…
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This course provides a comprehensive and up-to-date understanding of the rapidly evolving FinTech landscape, with a strong focus on security, regulation, and real-world applications like cryptocurrencies, ICOs, virtual banking, and payment systems.…
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Deep knowledge on the subject, very valuable aspects from experts on the line. I would suggest this course to everybody interested in Finance and technology and also people who are aspiring to build a career in Finance and Technology. keep learning, keep growing. Thanks