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ISO 42001 Required Documentation Artifacts for Beginners

Conf42 via YouTube

Overview

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Learn the essential documentation requirements for ISO 42001 compliance in this comprehensive 45-minute conference talk that breaks down the 16 required artifacts needed for an Artificial Intelligence Management System (AIMS). Discover what auditors actually expect from a minimum viable AIMS implementation and understand the PDCA framework, clauses, controls, and certification process of ISO/IEC 42001. Explore why AI governance matters now more than ever, including issues with shadow AI, security breaches, and discrimination cases in AI systems. Master the CLPSOPI framework covering all required documentation across Clauses 4-10, including scope definition to prevent shadow AI and unowned pipelines, AI policy development for leadership guidance, risk planning and assessments, competency requirements and support documentation, operational controls and impact assessments, performance evaluation through monitoring and audits, and improvement processes for handling nonconformities and corrective actions. Gain practical insights from a security engineering and audit perspective on implementing AI governance documentation that satisfies regulatory requirements while making engineering processes more efficient. Understand the cost realities and key takeaways for organizations beginning their ISO 42001 compliance journey.

Syllabus

Minimum Viable AIMS: What Auditors Actually Expect
Why Listen to Me: Security Engineering + Audit Background
ISO/IEC 42001 Explained: PDCA, Clauses, Controls & Certification
Why This Matters Now: Shadow AI, Breaches & Discrimination Cases
The 16 Required Documentation Artifacts CLPSOPI — Overview
Clause 4: Define AIMS Scope Stop Shadow AI & Unowned Pipelines
Clause 5: AI Policy Leadership Rules That Make Engineering Easier
Clause 6: Planning — Risks, Assessments, Treatment, Objectives
Clause 7: Support — Competency & “What Else Must Be Documented”
Clause 8: Operations — Operational Controls, Risk Register, Impact Assessments
Clause 9: Performance Evaluation — Monitoring, Internal Audit, Management Review
Clause 10: Improvement — Nonconformities & Corrective Actions
Wrap-Up: Key Takeaways, Cost Reality, and Final Thanks

Taught by

Conf42

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