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Investment Ethics and Performance Standards

EDUCBA via Coursera

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Overview

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Master CFA Ethics and GIPS with real-world clarity and practical application. Build ethical decision-making skills essential for finance professionals and CFA candidates. This course provides a comprehensive understanding of CFA Code of Ethics, Standards of Professional Conduct, and Global Investment Performance Standards (GIPS). Designed for finance professionals and students, it bridges the gap between theory and real-world practice. You will learn how to apply ethical principles in client relationships, manage conflicts of interest, ensure fair dealing, and maintain professional integrity. The course also covers GIPS framework, helping you understand performance reporting, composites, and compliance. With structured modules and practical insights, this course prepares you for CFA exams while enhancing your professional credibility and decision-making skills.

Syllabus

  • Foundations of Ethical Conduct
    • Learn core CFA ethical principles, including knowledge of law, independence, misrepresentation, and professional conduct to build a strong ethical foundation.
  • Market Integrity & Fair Practices
    • Understand insider trading, market manipulation, and fiduciary responsibilities to ensure fair and ethical treatment of clients.
  • Client Relationships & Responsibilities
    • Develop skills in suitability analysis, performance reporting, and confidentiality to manage client relationships effectively.
  • Professional Duties & Workplace Ethics
    • Explore employer duties, supervisory responsibilities, communication standards, and recordkeeping for ethical workplace conduct.
  • Managing Conflicts & Professional Standards
    • Learn to identify, disclose, and manage conflicts of interest while maintaining integrity and professional standards.
  • CFA Standards & GIPS Framework
    • Master CFA professional standards and GIPS guidelines for transparent performance reporting and global compliance.

Taught by

EDUCBA

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