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Coursera

Prepare for CFA Level 1: Ethics and Professional Standards

Board Infinity via Coursera

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Overview

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Build practical skills to apply ethical principles in real financial situations with confidence. This course, CFA Level 1 - Ethics & Professional Standards Foundations of Integrity, helps you learn practical frameworks, professional guidelines, and decision-making tools used to maintain integrity in the investment profession. You will begin by exploring the role of ethics in building trust and how a strong code of conduct and code of ethics guide responsible behavior. Next, you will learn the structure of professional standards and how they shape fair and transparent practices in finance. The course then focuses on applying these principles in real scenarios, including managing conflicts of interest, client responsibilities, and professional conduct. You will also explore how ethical frameworks support decision-making in complex situations. Finally, you will understand how programs and reporting standards promote accountability and transparency in the investment industry. By the end of this course, you will: • Apply ethical frameworks to evaluate real-world financial decisions • Identify professional misconduct and manage conflicts of interest • Analyze client and employer responsibilities using ethical standards • Build structured approaches to handle ethical dilemmas • Evaluate transparency practices in investment reporting This course is ideal for finance students, aspiring professionals, analysts, and anyone looking to build strong ethical decision-making skills in finance. Start strengthening your professional integrity and make responsible decisions with confidence in the financial world Disclaimer: This course is an independent educational resource developed by Board Infinity and is not affiliated with, endorsed by, sponsored by, or officially associated with CFA Institute or any of its subsidiaries or affiliates. This course is not an official preparation material of CFA Institute. All trademarks, service marks, and company names mentioned are the property of their respective owners and are used for identification purposes only.

Syllabus

  • Ethics and Trust in the Investment Profession — Building a Culture of Integrity
    • This module introduces ethics as the foundation of trust in the investment profession. Learners explore career pathways in ethical finance, the distinction between ethical and legal responsibilities, and how professional standards uphold public trust. Decision-making frameworks and behavioral influences are introduced to prepare learners for ethical judgment under pressure.
  • The Code of Ethics and Standards of Professional Conduct — Foundations of Accountability
    • This module provides a structured overview of the CFA Institute Code of Ethics and the seven Standards of Professional Conduct. Learners examine the Professional Conduct Program, enforcement mechanisms, and how ethical principles translate into enforceable professional obligations.
  • Applying Standards I–III — Integrity in Practice
    • This module focuses on applying Standards I–III in practical investment scenarios. Learners analyze cases involving knowledge of the law, independence and objectivity, misrepresentation, market integrity, and duties to clients. Emphasis is placed on identifying violations and implementing preventive controls.
  • Applying Standards IV–VII — Professional Conduct in Action
    • This module extends ethical application to responsibilities toward employers, investment processes, conflicts of interest, and professional designation usage. Learners assess how ethical conduct must be embedded into organizational systems, supervision, disclosures, and communications.
  • Introduction to the GIPS Standards - Transparency and Trust in Reporting
    • This module introduces the Global Investment Performance Standards (GIPS) and their role in promoting transparency and comparability in investment performance reporting. Learners examine firm definition, composite construction, discretion, and verification requirements.
  • Ethics Application and Exam Strategy - Mastering the CFA Ethics Section
    • This capstone module integrates ethical knowledge with exam strategy. Learners practice end-to-end case analysis, develop defensible rationales, avoid common exam traps, and apply structured reasoning to maximize performance in the CFA Ethics section.

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Board Infinity

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