Financial Regulations Courses and Certifications

New York Institute of Finance Career Certificate

Stress Testing and Risk Regulation – Part 1

18 ratings at edX

Learn how stress tests are used as the primary tool of risk regulation.

• edX
• 4 weeks, 1-2 hours a week
• Self-Paced
• $385.00

Banking and Finance Laws

Explore how Indian banking and finance transactions are structured, governed, and regulated across conventional and modern forms of finance.

• Swayam
• Available until Oct 9, 2026
• Free Online Course

State Bank of India

Compliance in Financial Institutions

Compliance has emerged as one of the most important challenges for the BFSI sector as it is witnessing metamorphic transformation at an unprecedented speed and magnitude. Compliance function in banks/

• edX
• 4 weeks, 1-2 hours a week
• Self-Paced
• Free Certificate

State Bank of India

Precision Banking: Capital Conservation and Data Quality

This course explores how banks can conserve capital through diligent risk management while leveraging data quality for accurate decisions and compliance. It equips participants to balance risk, return

• edX
• 8 weeks, 1-6 hours a week
• Self-Paced
• Free Online Course (Audit)

Creating an Open Source Data Standard for Financial Services Regulation

Explore the creation of open-source data standards for financial regulation, discussing taxonomies, ontologies, and standardization to enhance industry-wide collaboration and efficiency.

• YouTube
• 38 minutes
• Self-Paced
• Free Video

Demonstration of FINRA's Machine-Readable Rulebook Initiative

Explore FINRA's innovative Machine-Readable Rulebook Initiative, revolutionizing regulatory compliance through advanced technology and streamlined processes.

• YouTube
• 34 minutes
• Self-Paced
• Free Video

Exploring Open Regulation Technology with the LCR

Exploring open regulation technology using the LCR, demonstrating how regulations can be delivered as code and integrated with data cataloguing, lineage, and ontologies in the finance industry.

• YouTube
• 30 minutes
• Self-Paced
• Free Video

Modernizing Regulatory Reporting: Preparing for T+1 Settlement

Explore the transition to T+1 settlement, its benefits, and how unified open-source platforms can streamline regulatory reporting in capital markets, enhancing efficiency and risk mitigation.

• YouTube
• 24 minutes
• Self-Paced
• Free Video

Efficient Standards: From Idea to Implementation Using Linux Foundation Collaboration

Explore efficient standards development for finance tech, from collaboration to implementation. Learn about Linux Foundation's programs for creating internationally recognized specifications and guidelines.

• YouTube
• 29 minutes
• Self-Paced
• Free Video

AnalystPrep

Investor Protection and Compliance Risks in Financial Regulation - FRM Part 2

Explore key investor protection regulations like MiFID, MiFID II, and Dodd-Frank, while examining real-world compliance violation cases and their valuable lessons for financial risk management.

• YouTube
• 21 minutes
• Self-Paced
• Free Video

Cybersecurity and RegTech Fundamentals

8 ratings at Corporate Finance Institute

Empower your financial career with essential knowledge in cybersecurity and RegTech, ensuring digital safety and compliance expertise in today's evolving financial landscape

• Corporate Finance Institute
• 1 hour 4 minutes
• Self-Paced
• Paid Course

FinTech Law and Policy

919 ratings at Coursera

Learn the U.S. legal and regulatory landscape for FinTech: cryptocurrency and ICO oversight, online lending models, bank chartering, robo-advisors, payments, and account aggregation.

• Coursera
• 6 weeks, 2 hours a week
• Self-Paced
• Paid Course

How do I ensure I meet the consumer protection provisions of the Corporations Act?

Learn to protect consumers, guided by the Corporations Act.

• OpenLearning
• 2 hours
• Self-Paced
• Paid Course

Career Certificate

Financial Management Bootcamp for New Federal Managers Course

One-day primer tracing a federal dollar from appropriation to Treasury disbursement, covering the budget cycle, Antideficiency Act limits, and who signs off along the way.

• Graduate School USA
• Self-Paced
• $579.00

Career Certificate

FinTech: Finance Industry Transformation and Regulation

1024 ratings at Coursera

Examine FinTech foundations, security and regulation (RegTech), risk management, and disruptive innovation, and learn to judge how these changes reshape finance and society.

• Coursera
• 4 weeks, 10 hours a week
• Self-Paced
• Paid Course
• 4 courses